Privacy Policy


1 State Street Plaza; 10th Fl.

New York, NY 10004

Privacy Policy

The following information contains T3 Trading Group, LLC. ’s (T3TG) privacy policy designed to protect the confidentiality of potential, current and former clients, employees, Members and/or proprietary traders (“you”) of T3TG. T3TG has established a relationship with you as a result of applying for and/or opening an account with T3TG. This means we receive your nonpublic personal information for the sole purpose of servicing your account. This information is presented to you in conformity with 15 U.S.C. 6801-6810 and the Securities and Exchange Act of 1934 as amended by 15 U.S.C. 6801-6810. The nonpublic personal information which identifies you and your account is hereafter referred to as “personal information”. Maintaining the security and confidentiality of your personal information is a T3TG priority. We take precautions to safeguard client personal information at all times, and we will remain vigilant in protecting that information. The following information will explain our privacy policy in more detail.

Your Nonpublic Personal Information

T3TG DOES NOT SELL YOUR NONPUBLIC PERSONAL INFORMATION. WE WILL ONLY DISCLOSE YOUR NONPUBLIC PERSONAL INFORMATION, WHICH INCLUDES ANY PERSONALLY IDENTIFIABLE INFORMATION ABOUT YOU, AS INDICATED IN THIS POLICY, IF WE HAVE OBTAINED YOUR CONSENT OR WE ARE REQUIRED BY LAW TO DISCLOSE SUCH INFORMATION.

Nonpublic Personal Information Collected

In order to provide you with the highest quality of service, T3TG collects the following types of nonpublic personal information:

  • Information from you.
    1. Information you provide on an application for an account, or any other financial product or service, whether in writing, in person, by telephone, electronically or by any other means, such as your name, address, social security number, assets, income and debt; and
    2. Information we obtain for the purpose of tax reporting to you and the various agencies to which we report as required by law, including disclosures on various Internal Revenue Service (IRS) forms that we collect for tax reporting purposes.
  • Information about your transactions with us
    1. Information that relates to account balances, payment history, trading activity and any other such transactions for which T3TG provides brokerage services.
    2. Information we collect as part of authentication for purposes of servicing your account in a secure and confidential fashion; and
    3. Information we collect through Internet “cookies” (an information collecting device from a web server).
  • Information about your transactions with nonaffiliated third parties
    1. Information provided to other nonaffiliated third parties as required by law, including information shared in connection with a subpoena or other legal document compelling our compliance; and
    2. Information related to servicing your account for purposes of providing clearing services.
  • Information from a consumer-reporting agency
    1. Information from a customer reporting agency regarding your creditworthiness or credit history or other information with regard to lending;
    2. Information about the fact that you are a customer of T3TG and we have provided you a financial product or service; and
    3. Information from other outside sources regarding their employment of, credit to, or other relationship with you, or verifying representation made by you, such as your employment history, loan or credit card balances.
    NONPUBLIC PERSONAL INFORMATION DISCLOSED

    T3TG will not disclose nonpublic personal information to non-affiliated third parties, except as permitted by law, under the following circumstances:

    1. Where we believe in good faith that disclosure is required under law to cooperate with regulators or law enforcement authorities.
    2. To consumer reporting agencies
    3. To our clearing firm and service providers to help us process your application or service your account(s). These service providers, in turn, are required to protect the confidentiality and security of any information we give to them and may not reuse it for any purpose.

    T3TG restricts access to your personal account(s) and information to those employees who need to know that information to provide products and services to you. We maintain physical, electronic, and procedural safeguards that meet or exceed industry standards to safeguard your nonpublic personal information. Third parties who have access to such personal information must agree to follow appropriate standards of security and confidentiality. Clients should be advised that in order to better serve you, telephonic communications may be recorded and monitored for quality control. Sharing with affiliates. We limit access to your personal information to only those employees of T3TG and affiliated entities (such as T3 Professional, LLC or T3 Live, LLC) who require access in order to service you and/or help you accomplish your objectives by providing you with a broad range of products and services.

    HYPERLINKS

    T3TG’s website may contain hyperlinks or “links” to other sites, and other sites may “link” to our sites. Websites linking to and from our sites may have privacy practices different from T3’s. This Privacy Notice applies solely to information collected by our website. T3TG is not responsible for the privacy policies or the content of sites you link to, and we have no control over the use or protection of information provided by you or collected by those sites. If you elect to link to a co-branded website or to a linked website, you may be asked to provide registration or other information. Please note that the information you are providing is going to a third party, and you should familiarize yourself with the privacy policy provided by that third party.

    OPTION TO OPT-OUT

    You understand and accept that T3 will share your personal information with their affiliated entities for the purpose of providing you with communications about such affiliates’ content, products, and services. You will be provided with an option to Opt-Out of receiving such communication (I.e. “unsubscribe” buttons in email communication) or as follows:

    • Send email to [email protected]
    • Send mail to the following postal address:
      1 State Street, 10th Floor, New York, NY 10004
    • Call the following telephone number: 1-646-346-1700
    UPDATING PERSONAL INFORMATION

    We endeavor to keep our files complete and accurate. We encourage you to notify us if you believe any personal information needs to be corrected or updated. T3TG provides users with the following options to correct or update personal information:

    • Send email to [email protected]
    • Send mail to the following postal address:
      1 State Street, 10th Floor, New York, NY 10004
    • Call the following telephone number: 1-646-346-1700
    • All regulatory and legal correspondence should be sent through one of the above-stated forms of communication.

Contact Us with any of your questions